Investigator Awards In Health Policy Research Investigator Awards in Health Policy Research
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www.rwjf.org
Investigator Awards in Health Policy Research, a national program of the Robert Wood Johnson Foundation (RWJF), supports researchers whose crosscutting and innovative ideas promise to contribute meaningfully to improving health and health care policy. The program provides one of the few funding opportunities in the United States for investigator-initiated projects that are broad in scope, innovative in approach, and have national policy relevance. Located at the Institute for Health, Health Care Policy, and Aging Research at Rutgers, The State University of New Jersey, the program is directed by David Mechanic, Ph.D.
Please note: Our web site address has changed to www.investigatorawards.org. Be sure to update or add our new address to your Favorites List.
Thursday, April 10, 2008
»NEJM Reviews Science for Sale by Dan Greenberg, 2002 Awardee
Science for Sale: The The Perils, Rewards, and Delusions of Campus Capitalism was reviewed in the April 10, 2008 issue of NEJM. Authored by Daniel Greenberg, 2002 Awardee, the book, published in 2007 by University of Chicago Press, reveals that campus capitalism is more complicated—and less profitable—than media reports would suggest. For more information about the book, scroll down to the Featured Books section of this web page.

Source: National Program Office

Wednesday, March 19, 2008
»Hot Off the Press by Norman Daniels!
A new book by Norman Daniels, Ph.D., 1997 Awardee and professor of population and international health at the Harvard School of Public Health, has just been published by Cambridge University Press. Just Health: Meeting Health Needs Fairly provides a comprehensive theory of justice for health that answers three key questions: What is the special moral importance of health? When are health inequalities unjust? How can we meet health needs fairly when we cannot meet them all? A review in the New England Journal of Medicine on March 20, 2008, calls Just Health "a major contribution to the field and is likely to prove influential in the near term and beyond."

Source: National Program Office

Wednesday, February 20, 2008
»JAMA Reviews Paying the Tab by Phil Cook, PhD, 2002 Awardee
Paying the Tab: The Costs and Benefits of Alcohol Control was reviewed in the Feb. 20, 2008 issue of JAMA. Authored by Philip J. Cook, 2002 Awardee, and ITT/Terry Sanford Distinguished Professor of Public Policy at Duke University, the book, published in 2007 by Princeton University Press, provides a thorough account of the scientific evidence demonstrating that higher alcohol excise taxes and other supply restrictions are effective and underutilized policy tools that can curb alcohol abuse. For more information about the book, scroll down to the Featured Books section of this web page.

Source: National Program Office

Monday, February 04, 2008
»Hot Off the Press by Frank Sloan!
A new book by Frank A. Sloan, Ph.D., 2003 Awardee and J. Alexander McMahon Professor at Duke University, and co-author Lindsey M. Chepke, has just been published by MIT Press. Medical Malpractice provides a comprehensive analysis from legal, medical, economic, and insurance perspectives of why past efforts at reforms have not worked and offers recommendations for realistic, achievable policy changes.

Source: National Program Office

Sunday, December 30, 2007
»RWJF's Year in Research List for 2007
Every year, RWJF chooses 10 articles from their top research and evaluation projects that had real impact in the policy arena, helped shape their thinking and work, or stood out in other ways. Included in the Foundation's Year in Research list was a paper published in JAMA on March 21, 2007 by Sam Harper, John Lynch (2001 Awardee), Scott Burris (2001 Awardee) and George Davey Smith (2001 Awardee) on Trends in the Black-White Life Expectancy Gap in the United States, 1983-2003. For more details, visit www.rwjf.org/pr/product.jsp?id=24491 or www.ncbi.nlm.nih.gov/pubmed/17369405?ordinalpos=4&itool=EntrezSystem2.PEntrez.Pubmed.Pubmed_ResultsPanel.Pubmed_RVDocSum

Source: National Program Office

Thursday, December 20, 2007
»New Research Findings on Black Children Living in Disadvantaged Neighborhoods
Robert J. Sampson, PhD, 2004 Awardee and Chairman of the Department of Sociology at Harvard University, and two colleagues have published a study in the Proceedings of the National Academy of Sciences that indicates that living in a severely disadvantaged neighborhood reduces the later verbal ability of black children to a level that rivals missing a year or more of schooling. The study appears at www.pnas.org/cgi/reprint0710189104v1?eaf

Source: National Program Office

Monday, December 10, 2007
»New Books Out by Robby Aronowitz, MD, Ron Bayer, PhD and Amy Fairchild, PhD, and Dan Greenberg
New books by Robert Aronowitz, MD (2000 Awardee), associate professor at the University of Pennsylvania, Ronald Bayer, PhD and Amy Fairchild, PhD (2001 Awardees), faculty members at Columbia University's Mailman School of Public Health, and Daniel S. Greenberg (2002 Awardee) have recently been published. Please visit our featured publications section for more information about Dr. Aronowitz's book, Unnatural History: Breast Cancer and American Society, Drs. Bayer and Fairchild's book, Searching Eyes: Privacy, the State and Disease Surveillance in America, and Dan Greenberg's book, Science for Sale: The Perils, Rewards, and Delusions of Campus Capitalism.

Source: National Program Office

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Policy Challenges in Modern Health Care
Mechanic, D., Rogut, L., Colby, D., Knickman, J., editors
Published: 2005
Rutgers University Press
A composite look at some of the striking contemporary challenges we face in health and health care by some of the nation's leading thinkers.
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Praise for Policy Challenges in Modern Health Care

"A marvelous collection of ideas and insights by first-rate scholars. This book lays a foundation for more creative and effective policy-making." - Stephen M. Shortell, Dean and Blue Cross of California Professor of Health Policy and Management, University of California, Berkeley

Health care delivery in the United States is an enormously complex enterprise, and its $1.6 trillion annual expenditures involve a host of competing interests. While arguably the nation offers among the most technologically advanced medical care in the world, the American system consistently under performs relative to its resources. Gaps in financing and service delivery pose major barriers to improving health, reducing disparities, achieving universal insurance coverage, enhancing quality, controlling costs, and meeting the needs of patients and families.

Bringing together twenty-five of the nation's leading experts in health care policy and public health, this book provides a much-needed perspective on how our health care system evolved, why we face the challenges that we do, and why reform is so difficult to achieve. The essays tackle tough issues including: socioeconomic disadvantage, tobacco, obesity, gun violence, insurance gaps, the rationing of services, the power of special interests, medical errors, and the nursing shortage.

Linking the nation's health problems to larger political, cultural, and philosophical contexts, Policy Challenges in Modern Health Care offers a compelling look at where we stand and where we need to be headed.

(Rutgers University Press, rutgerspress.rutgers.edu)(ISBN:0-8135-3578-6)

Section Info
Research In Profile is a series of pieces about investigators and their work that focuses on project findings, research insights, and policy implications. Summaries are provided on the website and each issue is available for download in Adobe Acrobat PDF format. Print copies can be requested from the National Program Office by sending an email to depdir@ifh.rutgers.edu.
BarronLerner
Under the Bright Light: When Celebrities Take Illness Public
Barron H. Lerner, M.D., Ph.D.
Issue 22, February 2008
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In March 2007, Elizabeth Edwards went public with her battle against breast cancer, joining a long list of famous people who have come forward in recent years to talk about their illness. But unlike Edwards, who is married to former North Carolina Senator John Edwards, people in the public eye weren’t always so forthcoming, as Barron Lerner, M.D., Ph.D., documents in his book When Illness Goes Public: Celebrity Patients and How We Look at Medicine.

The 2006 book, supported by a Robert Wood Johnson Foundation (RWJF) Investigator Award in Health Policy Research, traces the evolution of celebrities and their relationship with the public and the media around disclosure of serious illness. Here, Lerner examines the impact celebrities have had on Americans’ personal struggles with illness, and how those stories have helped shape health care policy. What he sees is a cultural shift—taking what were once considered very private matters and making them stories of great public interest.

“What we’ve had over the last 60 to 70 years is a real opening-up of celebrity illness,” says Lerner, Angelica Berrie-Gold Foundation Associate Professor of Medicine and Public Health at the Columbia University College of Physicians & Surgeons and the Mailman School of Public Health. In many instances, he says, the telling of these stories has had such a dramatic impact on the American public that ultimately doctors and health policymakers drew powerful lessons from them as well.

»Read More... (PDF)

Section Info
Investigator publications listed on this site relate to research funded through the Investigator Awards program. References are provided for books and selected journal articles written by the investigators. Abstracts are available for some featured publications.
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Unnatural History: Breast Cancer and American Society
Aronowitz, R.A.
Published: 2007
Cambridge University Press
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Unnatural History explores the change over the last two centuries from isolated, private fears to an immense individual and collective risk of breast cancer. The book begins with the experiences of a Quaker woman diagnosed with breast cancer in 1812 and ends with our problematic era in which almost every woman is waiting for 'the axe to fall'. In between, the book traces changes in the beliefs and values of women and their doctors, medical knowledge and technology, clinical and public health practices, and the biological impact of the disease. Unnatural History suggests that we have oversold both the fear of breast cancer and the effectiveness of screening and treatment, leading to miscalculation at the individual and societal levels.
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Searching Eyes: Privacy, the State and Disease Surveillance in America
Bayer, R., Fairchild, A., Colgrove, J.
Published: 2007
University of California Press
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This is the first history of public health surveillance in the United States to span more than a century of conflict and controversy. The practice of reporting the names of those with disease to health authorities inevitably poses questions about the interplay between the imperative to control threats to the public's health and legal and ethical concerns about privacy. Authors Amy L. Fairchild, Ronald Bayer, and James Colgrove situate the tension inherent in public health surveillance in a broad social and political context and show how the changing meaning and significance of privacy have marked the politics and practice of surveillance since the end of the nineteenth century.

"This is a stunning book -- comprehensive and perceptive. Searching Eyes: Privacy, the State, and Disease Surveillance in America is a major achievement in interdisciplinary scholarship and historical interpretation, and will remain the definitive work on this important subject for many years to come."--Theodore M. Brown, Ph.D., Professor of History, Community and Preventive Medicine, and Medical Humanities, University of Rochester.

"A landmark in the history and ethics of public health. Meticulously researched, it provides the first overarching account of the evolution of public health surveillance in the United States, from the debates over tuberculosis and venereal disease at the start of the 20th century to the tensions over AIDS and bioterrorism at century's end. Fairchild, Bayer, and Colgrove provide insights not only into how concerns about privacy shaped the politics of public health but also about how the need for protection and services could fuel the demand for extending surveillance. Searching Eyes is invaluable not only for those who want to understand the past but for those who will be called on to make and debate public health policy in the future."--Larry O. Gostin, Associate Dean and O'Neill Professor of Global Health Law, Georgetown University.

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Toxic Exposures: Contested Illnesses and the Environmental Health Movement
Brown, P.
Published: 2007
Columbia University Press
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Review

"Brown's book presents new analytic arguments and sound suggestions for what works in community-based environmental health movements and what does not." -- Kelly Moore, University of Cincinatti

Book Description

The alarming increase in the incidence of environmentally induced diseases has led many scientists and environmental health advocates to challenge prevailing epidemiological paradigms. Focusing specifically on "contested illnesses" whose origins have generated intense debate in the medical and political communities-breast cancer, asthma, and Gulf War-related health conditions-Phil Brown shows how the debate has prompted scientists and concerned citizens to launch an environmental health movement that has revolutionized scientific thinking and policy. Brown argues that organized social movements are crucial in recognizing and acting to combat environmental diseases. His probing look at dominant biomedical models, the ways scientific findings are made available to the public, and the changing nature of policy offers a new perspective on health and the environment and the relationship between people, knowledge, power, and authority.

(ISBN-10: 0231129483)

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Paying the Tab: The Costs and Benefits of Alcohol Control
Cook, P.J.
Published: 2007
Princeton University Press
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What drug provides Americans with the greatest pleasure and the greatest pain? The answer, hands down, is alcohol. The pain comes not only from drunk driving and lost lives but also addiction, family strife, crime, violence, poor health, and squandered human potential. Young and old, drinkers and abstainers alike, all are affected. Every American is paying for alcohol abuse.

Paying the Tab, the first comprehensive analysis of this complex policy issue, calls for broadening our approach to curbing destructive drinking. Over the last few decades, efforts to reduce the societal costs--curbing youth drinking and cracking down on drunk driving--have been somewhat effective, but woefully incomplete. In fact, American policymakers have ignored the influence of the supply side of the equation. Beer and liquor are far cheaper and more readily available today than in the 1950s and 1960s.

Philip Cook's well-researched and engaging account chronicles the history of our attempts to "legislate morality," the overlooked lessons from Prohibition, and the rise of Alcoholics Anonymous. He provides a thorough account of the scientific evidence that has accumulated over the last twenty-five years of economic and public-health research, which demonstrates that higher alcohol excise taxes and other supply restrictions are effective and underutilized policy tools that can cut abuse while preserving the pleasures of moderate consumption. Paying the Tab makes a powerful case for a policy course correction. Alcohol is too cheap, and it's costing all of us.

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Inclusion: The Politics of Difference in Medical Research
Epstein, S.G.
Published: 2007
U of Chicago Press
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As a society, we have learned to value diversity. But can some strategies to achieve diversity mask deeper problems, ones that might require a different approach and different solutions? With Inclusion, Steven Epstein argues that in the field of medical research, the answer is an emphatic yes.

Formal concern with diversity in American medical research, Epstein shows, is a fairly recent phenomenon. Until the mid-1980s, few paid close attention to who was included in research subject pools. Not uncommonly, scientists studied groups of mostly white, middle-aged men—and assumed that conclusions drawn from studying them would apply to the rest of the population. But struggles involving advocacy groups, experts, and Congress led to reforms that forced researchers and pharmaceutical companies to diversify the population from which they drew for clinical research. That change has gone hand in hand with bold assertions that group differences in society are encoded in our biology—for example, that there are important biological differences in the ways that people of different races and sexes respond to drugs and other treatments.

While the prominence of these inclusive practices has offered hope to traditionally underserved groups, Epstein argues forcefully that it has drawn attention away from the tremendous inequalities in health that are rooted not in biology but in society. There is, for instance, a direct relationship between social class and health status—and Epstein believes that a focus on bodily differences can obscure the importance of this factor. Only when connected to a broad-based effort to address health disparities, Epstein explains, can a medical policy of inclusion achieve its intended effects.

A fascinating history, powerful analysis, and call to action, Inclusion will be essential reading for medical professionals, policymakers, and any concerned citizen.

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Science for Sale: The Perils, Rewards, and Delusions of Campus Capitalism
Greenberg, D.S.
Published: 2007
University of Chicago Press
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In recent years the news media have been awash in stories about increasingly close ties between college campuses and multimillion-dollar corporations. Our nation’s universities, the story goes, reap enormous windfalls patenting products of scientific research that have been primarily funded by taxpayers. Meanwhile, hoping for new streams of revenue from their innovations, the same universities are allowing their research—and their very principles—to become compromised by quests for profit. But is that really the case? Is money really hopelessly corrupting science?

With Science for Sale, acclaimed journalist Daniel S. Greenberg reveals that campus capitalism is more complicated—and less profitable—than media reports would suggest. While universities seek out corporate funding, news stories rarely note that those industry dollars are dwarfed by government support and other funds. Also, while many universities have set up technology transfer offices to pursue profits through patents, many of those offices have been financial busts. Meanwhile, science is showing signs of providing its own solutions, as highly publicized misdeeds in pursuit of profits have provoked promising countermeasures within the field.

But just because the threat is overhyped, Greenberg argues, doesn’t mean that there’s no danger. From research that has shifted overseas so corporations can avoid regulations to conflicts of interest in scientific publishing, the temptations of money will always be a threat, and they can only be countered through the vigilance of scientists, the press, and the public.

Based on extensive, candid interviews with scientists and administrators, Science for Sale will be indispensable to anyone who cares about the future of scientific research.

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Healthy Voices, Unhealthy Silence: Advocacy and Health Policy for the Poor
Grogan, C., Gusmano, M.
Published: 2007
Georgetown University Press
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Public silence in policymaking can be deafening. When advocates for a disadvantaged group decline to speak up, not only are their concerns not recorded or acted upon, but also the collective strength of the unspoken argument is lessened—a situation that undermines the workings of deliberative democracy by reflecting only the concerns of more powerful interests. But why do so many advocates remain silent on key issues they care about and how does that silence contribute to narrowly defined policies? What can individuals and organizations do to amplify their privately expressed concerns for policy change?

In Healthy Voices, Unhealthy Silence, Colleen M. Grogan and Michael K. Gusmano address these questions through the lens of state-level health care advocacy for the poor. They examine how representatives for the poor participate in an advisory board process by tying together existing studies; extensive interviews with key players; and an in-depth, first-hand look at the Connecticut Medicaid advisory board's deliberations during the managed care debate. Drawing on the concepts of deliberative democracy, agenda setting, and nonprofit advocacy, Grogan and Gusmano reveal the reasons behind advocates' often unexpected silence on major issues, assess how capable nonprofits are at affecting policy debates, and provide prescriptive advice for creating a participatory process that adequately addresses the health care concerns of the poor and dispossessed.

Though exploring specifically state-level health care advocacy for the poor, the lessons Grogan and Gusmano offer here are transferable across issue areas and levels of government. Public policy scholars, advocacy organizations, government workers, and students of government administration will be well-served by this significant study.

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Fads, Fallacies and Foolishness in Medical Care Management and Policy
Marmor, T.R.
Published: 2007
World Scientific Publishing
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No one misses the onslaught of claims about reforming modern medical care. How doctors should be paid, how hospitals should be paid or governed, how much patients should pay when sick in co-payments, how the quality of care could be improved, and how governments and other buyers could better control the costs of care — all find expression in the explosion of medical care conference proceedings, op-eds, news bulletins, journal articles, and books. < p/>This collection of articles takes up a key set of what the author regards as particularly misleading fads and fashions — developments that produce a startling degree of foolishness in contemporary discussions of how to organize, deliver, finance, pay for and regulate medical care services in modern industrial democracies.

The policy fads addressed include the celebration of explicit rationing as a major cost control instrument, the belief in a "basic package" of health insurance benefits to constrain costs, the faith that contemporary cross-national research can deliver a large number of transferable models, and the notion that broadening the definition of what is meant by health will constitute some sort of useful advance in practice.

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The Public Private Health Care State: Essays on the History of American Health Care Policy
Stevens, R.A.
Published: 2007
Transaction Publishers
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The distinctive mixing and continuous remixing of pub- lic and private roles is a defining feature of health care in the United States. The Public-Private Health Care State explores the interweaving of public and private enterprise in health care in the United States as a basis for thinking about health care in terms of its history and its continuing evolution today. Historian and policy analyst Rosemary Stevens has selected and edited seventeen essays from both her published and unpublished work to illustrate continuing themes, such as: the flexible meanings of the terms “public” and “private,” and how useful their ambiguity has been and is; the role of ideology as ratifying rather than preordaining change; and the common behavior of public leaders and corporate entities in the face of fiscal opportunity.

The topics—covering the period of 1870 through the twenty-first century—represent Stevens’ research interests in hospital history and policy, the medical profession, government policy, and paying for health care. The volume also considers her involvement with policy questions, which include health services research, health maintenance organizations, and physician workforce policy.

Section I demonstrates the long history of state government involvement with private not-for-profit hospitals from the 1870s through the 1930s. Section II examines the federal role in health care from the 1920s through the 1970s, including the establishment of veterans’ hospitals and the implementation of Medicaid. Section III shows how shifting governmental roles require constantly changing organizing rhetoric, whether for inventing a federal role for health services research and HMOs, “regionalization” in the 1970s, or defining civil rights and “equity” as mobilizing vehicles in the 1980s. Section IV examines growing concerns from the 1970s through the present about the traditional “public” role of the largely “private” medical profession. Section V returns to the ambiguous public-private status of not-for profit hospitals, buffeted in the 1980s and 1990s by assumptions about the efficiency of the market.

Rosemary Stevens is a DeWitt Wallace Distinguished Scholar in social medicine and public policy at Weill Cornell Medical College, and Stanley I. Sheerr Professor Emeritus in the history and sociology of science at the University of Pennsylvania.

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Disease Prevention as Social Change: The State, Society, and Public Health in the U.S., France, Great Britain, and Canada
Nathanson, C.A.
Published: March 2007
Russell Sage Foundation
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From mad-cow disease and E. coli-tainted spinach in the food supply to anthrax scares and fears of a bird flu pandemic, national health threats are a perennial fact of American life. Yet not all crises receive the level of attention they seem to merit. The marked contrast between the U.S. government’s rapid response to the anthrax outbreak of 2001 and years of federal inaction on the spread of AIDS among gay men and intravenous drug users underscores the influence of politics and public attitudes in shaping the nation’s response to health threats. In Disease Prevention as Social Change, sociologist Constance Nathanson argues that public health is inherently political, and explores the social struggles behind public health interventions by the governments of four industrialized democracies.

Nathanson shows how public health policies emerge out of battles over power and ideology, in which social reformers clash with powerful interests, from dairy farmers to tobacco lobbyists to the Catholic Church. Comparing the history of four public health dilemmas—tuberculosis and infant mortality at the turn of the last century, and more recently smoking and AIDS—in the United States, France, Britain, and Canada, Nathanson examines the cultural and institutional factors that shaped reform movements and led each government to respond differently to the same health challenges. She finds that concentrated political power is no guarantee of government intervention in the public health domain. France, an archetypical strong state, has consistently been decades behind other industrialized countries in implementing public health measures, in part because political centralization has afforded little opportunity for the development of grassroots health reform movements. In contrast, less government centralization in America has led to unusually active citizen-based social movements that campaigned effectively to reduce infant mortality and restrict smoking. Public perceptions of health risks are also shaped by politics, not just science. Infant mortality crusades took off in the late nineteenth century not because of any sudden rise in infant mortality rates, but because of elite anxieties about the quantity and quality of working-class populations. Disease Prevention as Social Change also documents how culture and hierarchies of race, class, and gender have affected governmental action—and inaction—against particular diseases.

Informed by extensive historical research and contemporary fieldwork, Disease Prevention as Social Change weaves compelling narratives of the political and social movements behind modern public health policies. By comparing the vastly different outcomes of these movements in different historical and cultural contexts, this path-breaking book advances our knowledge of the conditions in which social activists can succeed in battles over public health.

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Just Health: Meeting Health Needs Fairly
Daniels, N.
Published: 2008
Cambridge University Press
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In this new book by the award-winning author of Just Healthcare, Norman Daniels develops a comprehensive theory of justice for health that answers three key questions: What is the special moral importance of health? When are health inequalities unjust? How can we meet health needs fairly when we cannot meet them all? The theory has implications for national and global health policy: Can we meet health needs fairly in aging societies? Or protect health in the workplace while respecting individual liberty? Or meet professional obligations and obligations of justice without conflict?
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Medical Malpractice
Sloan, F.A., Chepke, L.M.
Published: 2008
MIT Press
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A comprehensive analysis of medical malpractice from legal, medical, economic, and insurance perspectives that considers why past efforts at reform have not worked and offers recommendations for realistic, achievable policy changes.

Most experts would agree that the current medical malpractice system in the United States does not work effectively either to compensate victims fairly or prevent injuries caused by medical errors. Policy responses to a series of medical malpractice crises have not resulted in effective reform and have not altered the fundamental incentives of the stakeholders. In Medical Malpractice, economist Frank Sloan and lawyer Lindsey Chepke examine the U.S. medical malpractice process from legal, medical, economic, and insurance perspectives, analyze past efforts at reform, and offer realistic, achievable policy recommendations. They review the considerable empirical evidence in a balanced fashion and assess objectively what works in the current system and what does not. Sloan and Chepke argue that the complexity of medical malpractice stems largely from the interaction of the four discrete markets that determine outcomes--legal, medical malpractice insurance, medical care, and government activity. After describing what the evidence shows about the functioning of medical malpractice, types of defensive medicine, and the effects of past reforms, they examine such topics as scheduling damages as an alternative to flat caps, jury behavior, health courts, incentives to prevent medical errors, insurance regulation, reinsurance, no-fault insurance, and suggestions for future reforms.

Medical Malpractice is the most comprehensive treatment of malpractice available, integrating findings from several different areas of research and describing them accessibly in nontechnical language. It will be an essential reference for anyone interested in medical malpractice.

Section Info
This section contains information about all of the projects and researchers that have been funded through the Investigator Awards program since the first grants were made in 1993. The indexes in this section can be used to identify investigators by name, area of expertise, or year of award. Throughout the site, you will find that each investigator’s name links to details including contact and project information.
May 2007

The Robert Wood Johnson Foundation’s (RWJF) Investigator Awards in Health Policy Research program has completed its selection of this year’s award recipients. Fifteen scholars affiliated with leading universities across the country will receive a total of $3.4 million to support 12 new research projects. The award recipients are:

The researchers will address many challenging policy issues facing America today, as well as wide-ranging concerns about the nation’s health and health care system. Their topics include: pay-for-performance, direct-to-consumer drug advertising, federal funding of biomedical research, the value of psychotropic drugs, complex causes of population health, inequalities and fairness in health care, patient safety in hospitals, the role of nurse practitioners, immigration and the health care system, prenatal care, severe brain injury, and the care of patients with rare cancers.

For details of the 2006 Investigator Awards click "Show Awards" below.

»Show Awards
Michael D. Cohen, Ph.D.
Handoffs in Hospitals: Research for the Design of Better Practices
Award Year: 2006

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Despite significant attention and activity by U.S. hospitals, medical errors continue to pose serious challenges to patient safety. Among the many aspects of patient care where problems can happen, from lethal medication errors to wrong-site surgery, a routine process that occurs several times a day in hospitals can also endanger patients. That process, known as a “handoff”, refers to the brief transfer between health professionals of information, control and responsibility for a patient that occurs whenever shifts change on a nursing unit or when a patient is moved within the hospital - from the operating room to intensive care, for example. Dr. Michael D. Cohen seeks to more fully understand the process and risks of handoffs, the role they play in staff learning, and the potential they hold for improving the quality of hospital care. His project, Handoffs in Hospitals, Research for the Design of Better Practices, should help inform efforts to redesign handoffs in ways that better protect patients and enhance high-quality care.
Julie Fairman, Ph.D., F.A.A.N., R.N.
Practice Politics: History of Nursing 1975 to the Present
Award Year: 2006

»Show Abstract
Over the past several decades, health care delivery in the United States has become increasingly specialized. So too has the practice of nursing. Julie A. Fairman, Ph.D., R.N. uses the nurse practitioner movement to explore the public and private forces propelling the specialization of nursing in the United States. Her Investigator Award project, Practice Politics: The History of Nurse Practitioners, 1975 to the Present, takes a comprehensive look at nurse practitioners and their role in health care delivery, their aspirations for professional growth and autonomy, their education and professional certification, state regulation, reimbursement for their services, federal and philanthropic funding for nursing education, and the influences of nurse specialty organizations and the American Nurses Association. Fairman’s work should help reveal how the nursing profession has helped shape health care in America and responded to changes in the need and demand for health care services, while also promoting its own political and economic self-interests.
Joseph J. Fins, M.D.
Minds Apart: Severe Brain Injury and Health Policy
Award Year: 2006

»Show Abstract
The two very public court cases of Karen Ann Quinlan and Terri Schiavo have colored much of the debate about the persistent vegetative state and futile medical treatment. But another recent case, that of Terry Wallis, a man with severe brain damage who began to speak after spending 19 years in a nursing home in a minimally conscious state, provides a different example – one of possible improvement, although not full recovery. Joseph J. Fins, M.D. tackles a host of thorny problems and policy issues raised by severe brain injury, a leading cause of disability among young people. These include obstacles to accurate diagnosis, coverage for life-long medical and rehabilitation services, research in subjects who lack decision-making capacity, impact of caregiving on families, and a general lack of scientific interest among medical professionals. Fins’ project, Minds Apart: Severe Brain Injury and Health Policy, aims to provide information about the effects of brain injury, promote a public dialogue about the needs of these patients and their families, and explore options for improving care and broadening clinical research.
Dominick L. Frosch, Ph.D.
José A. Pagán, Ph.D.
Direct-to-Consumer Advertising: Do Television Pharmaceutical Ads Prompt More Than Just Prescription Requests?
Award Year: 2006

»Show Abstract
Direct-to-consumer advertising of prescription drugs, permitted only in the United States and New Zealand, has been shown to influence patients’ requests for prescriptions from their doctors and to contribute to increased drug utilization and spending. Although the pharmaceutical industry now spends billions each year on this highly controversial form of advertising, little is known about how it actually affects consumer health behaviors and whether those effects are positive, negative or mixed. Co-investigators Dominick L. Frosch, Ph.D. and José A. Pagán, Ph.D. explore these questions in their project on Direct-to-Consumer Advertising: Do Television Pharmaceutical Ads Prompt More Than Just Prescription Requests? They also analyze whether television ads affect uninsured consumers differently than insured consumers, who have greater access to physicians and fewer concerns about the costs of medical care. Their study should help policymakers understand how advertising affects consumer health behaviors and inform the debate about whether more regulation of advertising is warranted.
Sandro Galea, M.D., M.P.H., Dr.P.H.
George A. Kaplan, Ph.D.
Understanding the Complex Causes of Population Health
Award Year: 2006

»Show Abstract
What really determines whether a population is healthy? Although our knowledge about biological processes, environmental conditions, and socioeconomic factors has expanded enormously, we are not yet able to put the pieces of the health puzzle together. For example, research on the rapid rise of obesity reveals a host of factors operating at many levels: our parents’ weight, our income, the size of the food portions we eat, the availability of fresh produce in our neighborhoods, the advertisements we are exposed to, and so on. But what the research doesn’t tell us is how much each factor contributes to the problem and which policy levers might work best to reverse specific diseases. Co-investigators at the University of Michigan, Sandro Galea, M.D., Dr.P.H., M.P.H. and George A. Kaplan, Ph.D. believe that new methods are needed to better understand population health and to produce scientific information that can be useful to policymakers. Their innovative project, Understanding the Complex Causes of Population Health, attempts to break new ground by using the theories and tools of complex systems to model how factors and conditions interact at many levels to produce health and disease.
Haiden A. Huskamp, Ph.D.
Has The Revolution Come and Gone? The Societal Value of New Psychotropic Drugs
Award Year: 2006

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New drugs for depression, anxiety, schizophrenia, and bipolar disorder have been introduced over the past 20 years, leading to better treatment options for patients and improved management of common mental illnesses. But the wide adoption of these drugs has also created rising public expenditures and large profits for the pharmaceutical industry. Many public and private payers, as well as policymakers, question whether the newer drugs are worth their costs, or whether we are paying higher prices for "me-too drugs," reformulations, and expensive marketing and promotion campaigns to increase sales. Haiden A. Huskamp, Ph.D. contends that the key question in assessing the value of newer psychotropic drugs is how the social costs compare with the social benefits. Her project, Has the Revolution Come and Gone? The Societal Value of New Psychotropic Drugs, attempts to answer this question through a broad range of analyses that look at the benefits of the newer drugs versus older ones, how effective the newer drugs are when used in practice, and how factors like marketing and pharmacy management affect their use. Huskamp’s findings will identify policy levers that could help increase the value of U.S. psychiatric drug spending.
John Lantos, M.D.
Diane S. Lauderdale, Ph.D.
Prenatal Care: Wise or Wasteful?
Award Year: 2006

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What exactly is prenatal care and why doesn’t it seem to work? After two decades of investment, advocacy, and research, more women are getting prenatal care than ever and rates of preterm birth continue to rise. Co-investigators John Lantos, M.D. and Diane S. Lauderdale, Ph.D. reject the traditional view of prenatal care as a preventive intervention that prevents preterm birth. Instead, prenatal care may work primarily by detecting problems early in pregnancy, increasing the need for obstetrical intervention, and increasing the rate of preterm birth. Better neonatal care for preterm babies then allows better infant survival. In Prenatal Care: Wise or Wasteful?, Lantos and Lauderdale review the recent history of health policies aimed at pregnant women, analyze data on shifting risk factors, and reconsider the goals of prenatal care and their bioethical implications. Their study should help policymakers better understand what prenatal care can achieve and how it might be improved.
Julia F. Lynch, Ph.D.
What’s Fair in Health Care? Thinking with Americans about Health and Health Care Inequalities
Award Year: 2006

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Many inequalities are evident in the health of Americans and in the U.S. health care system. Whites live longer than African Americans. People who earn lower incomes and work for small businesses are less likely to have health insurance coverage through their employer. Some people receive high-quality medical care while others don’t. Yet little is known about how Americans view these inequalities and the policies that might reduce them. Julia F. Lynch, Ph.D. seeks to fill this knowledge gap through public opinion surveys and interviews with policy elites and ordinary people. Her project, What’s Fair in Health Care? Thinking with Americans about Health and Health Care Inequalities, examines the frames that policy elites use to communicate ideas about inequalities, and how such frames interact with public beliefs about fairness to produce or hamper support for needed reforms. Lynch aims to produce information that can help policymakers and advocates better understand the complexity of public attitudes, and design policies that are most likely to generate support for change.
Amy Dockser Marcus, B.A.
Improving the Cancer Care Experience for Rare Cancer Survivors
Award Year: 2006

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Recent statistics confirm that fewer Americans are dying of cancer. Yet major advances in diagnosing and treating cancer have not helped a large and growing number of patients those with rare cancers. Although the numbers of people with specific types of rare cancer are small, when added together, they constitute a significant proportion of all newly diagnosed cancer cases in the U.S. Amy Dockser Marcus, a Wall Street Journal reporter affiliated with the Columbia University School of Journalism, examines a range of possible barriers that have limited high-quality care for patients with rare cancers: gaps in scientific knowledge; insufficient transfer of advanced technology; limited availability of clinical trials; the need for more targeted advocacy efforts; and lack of interest by researchers, pharmaceutical companies, government, and private funding sources. Through a series of interviews and case studies of successes around other rare diseases, Marcus’ project, Improving the Cancer Experience for Rare Cancer Survivors, identifies options for bringing the right mix of resources and stakeholders together to improve medical care and outcomes for patients with rare cancers.
Alejandro Portes, Ph.D.
Immigration and the Health Care System: An Institutional Analysis
Award Year: 2006

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Approximately one in nine U.S. residents is now foreign born, and both immigrants and their children are significantly more likely to be uninsured than the native population. Health care facilities face challenges in coping with rapidly growing numbers of diverse immigrant patients who are poor, uninsured, and often unable to speak English. Alejandro Portes, Ph.D. examines how well health care organizations are meeting the needs of immigrant patients, and what accounts for performance differences. His project, Immigration and the Health Care System: An Institutional Analysis, focuses on 45 hospitals, community clinics, and health care centers in Miami, San Diego, and the Trenton-New Brunswick corridor in New Jersey to evaluate their capacity to cope with uninsured immigrants and overcome barriers to effective care. Dr. Portes’ results should inform policy efforts to address the health needs of immigrants and help ensure that health care organizations respond effectively to an increasingly diverse society.
Bhaven N. Sampat, Ph.D., M.Phil.
The Political Economy of the National Institutes of Health
Award Year: 2006

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The National Institutes of Health (NIH) is the single largest sponsor of biomedical research in the world. It also enjoys a high level of bipartisan political support that is perhaps unrivaled in the health policy arena. Bhaven N. Sampat, Ph.D. is interested in how the NIH makes decisions about where to invest its funds and the effects of those decisions on the health of Americans. His project, The Political Economy of the National Institutes of Health, analyzes how the scientific community, disease interest groups, Congress, and the media interact to shape NIH allocation decisions. Sampat’s research will provide a picture of NIH’s funding patterns that should help broaden understanding of how research investment decisions are made, their results, and how they might be improved. His findings should interest an array of stakeholders in the nation’s biomedical research enterprise, including scientists, academic institutions, private industry, policymakers, and the American public.
Gary J. Young, J.D., Ph.D.
Quality at a Price: Theory, Evidence and Policy Implications of a Pay-for-Performance Strategy
Award Year: 2006

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Are pay-for-performance (P4P) programs, which provide financial incentives to health care providers for achieving quality targets, the silver bullet for improving health care quality or just another fad? While many health plans located throughout the United States, as well as the Centers for Medicare and Medicaid Services, are creating P4P programs, their ability to improve health care quality and reduce costs has not been established. Gary J. Young, J.D., Ph.D. has evaluated several national demonstration projects of P4P and finds mixed results so far. His Investigator Award project, Quality at a Price: Theory, Evidence and Policy Implications of a Pay-for-Performance Strategy, assesses the value of P4P and challenges to its implementation. Young also examines the effects of P4P on clinicians’ attitudes toward their work and sense of professionalism, and whether P4P programs can lead some providers to avoid sicker or less compliant patients. The results of his study should help guide policy decisions about investing, designing, and implementing P4P, and where it can be applied most effectively.
Section Info
This section provides information about how to apply for an Investigator Award as well as background information about the program.
»Next Important Date:
June 13, 2008 - Applicants will be notified by mail whether they have been selected to submit a full proposal.
»2008 Application Cycle:
 January 7, 2008Announcement of Call for Applications
 March 26, 2008
(5 p.m. ET)
Deadline for receipt of letters of intent. Applications must be received by 5 p.m.
»June 13, 2008Applicants will be notified by mail whether they have been selected to submit a full proposal.
 July 29, 2008Deadline for receipt of full proposals.
 December 15, 2008Notification letters mailed to proposal applicants.
 March 1 to September 1, 2009Acceptable start dates for projects.